core/docs/audit/adr-0246-acceptance-packet-2026-07-17.md
Shay 45539e62d5 feat(adr-0246): completion — §4.1 records, path serve integration, §11 feasibility (honest NULL), ADR body Proposed
Final Ring-1 unit (Sonnet 5 handoff scope, completed by Fable 5). Stacked on
feat/adr-0246-slice1-hardened. ADR stays Proposed — no self-Accept; packet §8
RULING PENDING for Shay.

§4.1/§4.2 telemetry:
  + IdentityActionRecord (schema identity_action_v1): full-SHA-256 field/record/
    pack-content digests (LE f64, canonical JSON, no default=str),
    policy_version=AdmissionPolicy.version_id(), A_raw + all measures, admitted,
    multi-condition refusal_reason (';'-joined — documented widening),
    lawful_action in {I,none}, path_break
  + manifold_content_digest + GEOMETRY_VERSION/GATE_VERSION (§3.5 scope keys)
  + IdentityScore.action_record; JSONL serializer emits identity_action_*/
    identity_path_* keys ONLY when the paths ran (flag-off wire byte-identical)
§3.4 step-2 compliance (F1-adjacent):
  + advance_identity_path(admitted=) — a policy-refused turn breaks even with
    small d_stab (was a real gap: leakage-refused turns could compose); pinned
Path serve integration (OBSERVE-ONLY):
  + advance_session_identity_path: scope from manifold digest + version ids;
    runtime advances the session ledger only when identity_wave_gate AND
    identity_action_surface are on; instance lifetime = session boundary;
    session_admit is telemetry, never egress (epsilon_session uncertified)
§11 grounding-feasibility study (evals/adr_0246_grounding_feasibility):
  fixed TRAIN(13)/HELD-OUT(12)/ADVERSARIAL(8); bivector generator proxy
  (numpy-only); SAMPLE-SIZE-CALIBRATED null (200 noise-pair trials at real n)
  + shared-basis positive control (a real bug caught RED: per-call fresh bases
  made the positive pair meaningless at 0.53). RESULT: honest NULL with the
  method validated — positive control 0.9995 (100th pctile, null p95 0.60) but
  real cross-cohort cosine 0.52 = 87th pctile of chance; AUC 0.49 [0.21,0.77];
  generator energy spread across all 10 planes; precision immaterial (6.9e-7).
  No stable generator subspace at this n; threshold tuning cannot discriminate.
ADR + packet:
  + docs/adr/ADR-0246-induced-identity-action-and-path-integrity.md (Proposed;
    F1 semantics + ||.||_G convention + turn-ownership + refusal_reason rulings
    requested; binding claims language 'lawfulness relative to the declared
    frozen frame'; honest §6.3 + §11 numbers; machine-readable operational
    status: live_activation not_authorized, both flags default-off)
  + docs/audit/adr-0246-acceptance-packet-2026-07-17.md (§10 checklist, §8 PENDING)
  + spatial_foreign uncertainty RESOLVED + pinned (tautologically zero for the
    full-span default pack; fires for reduced-support packs)

[Verification]: uv run core test --suite smoke -q => 176 passed; full battery
(all 9 ADR-0246 suites + D4 identity surfaces + gamma calibration +
identity_gate + telemetry) => 228 passed; §6.1/6.2 eval 14/14; §11 artifact +
run log under docs/audit/artifacts/.
2026-07-17 23:36:41 -07:00

6.2 KiB
Raw Blame History

ADR-0246 Acceptance Packet — Induced Identity Action and Path Integrity

Date: 2026-07-17 ADR: docs/adr/ADR-0246-induced-identity-action-and-path-integrity.md (Proposed) Preflight: docs/briefs/ADR-0246-induced-identity-action-and-path-integrity-preflight.md Provenance chain: Fable 5 (slice-0 diagnostic; §3 primitives; §3.4/3.5 ledger; §6.1/6.2 suites; completion pass) → Opus 4.8 (adversarial audit VERDICT PASS — bit-exact math re-derivation; F1 finding; §3.7 surface + serve wiring; §6.3 discrimination) → Sonnet 5/Fable 5 (§4.1/§4.2 telemetry; §3.4-step-2 admitted gate; path serve integration; §11 feasibility study). No self-Accept at any stage.


1. Scope of what is being put to ruling

Accepting this ADR accepts: the §3 primitives and their pinned blade map; the locked H_id={I} stabilizer; the ‖·‖_G = ‖G^{1/2}MG^{-1/2}‖_F norm convention; the F1 composition semantics (lawful turns compose their raw certified action, never a literal I); the admitted-gate on composition (§3.4 step 2); hard-break turn ownership = new chain; the §3.7 admit-or-abstain surface; the flag-gated serve wiring (default-off, byte-identical off); and the §4.1/§4.2 telemetry contracts.

It does NOT accept or authorize: live activation of identity_wave_gate or identity_action_surface (both stay default-off; the D4 ratified limitation carries over); any calibration of the placeholder thresholds; any semantic claim about the value labels ("lawfulness relative to the declared frozen frame" only); any H_id enlargement or geometric corrector.

2. §10 acceptance criteria — status

# Criterion Status
1 §6 synthetic + path suites green; discrimination report attached 14/14 eval cases; §6.3 + §11 artifacts under docs/audit/artifacts/
2 H_id={I} enforced, no silent enlargement singleton hardcoded; no enlargement path; grep-audited + pinned
3 Lawful-only composition proven by tests that fail if raw product used test_lawful_path_equals_lawful_subproduct_not_raw, test_raw_product_differs_from_lawful, §3.4-step-2 pin
4 Ledger hard-breaks on pack/geometry/policy/session change parametrized over every scope dimension
5 Flag-off serve path byte-identical egress/action-record/path tests + all D4 gate surfaces green unchanged + smoke
6 No geometric C_id; admit-or-abstain only no corrector exists; refusal folds into the existing would_violate egress
7 Typed residual channels pinned to explicit blade indices e4=idx 4, e5=idx 5, spatial=idx 1/2/3; pinned vs algebra.cl41
8 Smoke + relevant lanes local-first; [Verification] on commits every commit in the stack; final run log docs/audit/artifacts/adr-0246-slice1-complete-runlog.txt
9 Claims language: lawfulness-relative-to-frame, never semantic inalienability binding in ADR §1; enforced in report code + tests
10 Explicit human ratification for status flip THIS PACKET — §8 below

3. Verification summary (see run log for actual output)

  • §6.1/§6.2 eval harness: 14/14 all_passed=True.
  • ADR-0246 test suites (induced-action incl. spatial-foreign resolution, path-ledger incl. raw-sneak + admitted-gate, geometric suite, admission + honest-verdict pins, egress wiring, action-record §4.1, path serve integration, grounding feasibility, mismatch diagnostic): all green.
  • Adjacent D4 identity surfaces + telemetry suites: green unchanged (serve byte-identity).
  • uv run core test --suite smoke -q: green (appended to run log).

4. The honest §6.3 discrimination numbers (binding)

Benign pass 0.00 · false refusal 1.00 · adversarial detect 1.00 · near-identity control pass 1.00 · d_stab AUC 0.375 [0.15, 0.62] — benign cognition sits ~18× farther from the declared frame than crafted attacks. The gate mechanism is sound; the frame is not what live cognition preserves. A refuse-everything gate is not a discriminator; activation stays unauthorized.

5. The §11 grounding-feasibility verdict (binding, verbatim from the artifact)

NULL (n_train=13, n_held_out=12): the top-2 generator-proxy subspace found on TRAIN does NOT reliably reproduce on the independently-collected HELD-OUT cohort — cosine similarity 0.52 sits at only the 87th percentile of what two INDEPENDENT pure-noise cohorts of the same size produce by chance (need >= 95th) and/or does not clear the discrimination bar (AUC 0.49, 95% CI [0.21, 0.77]). This is consistent with — and sharpens — the D4/slice-0/§6.3 finding at the GENERATOR level (not just the induced-action level): benign cognition does not have a small, stable, cohort-independent generator subspace detectable at this sample size. Threshold tuning on the current pack cannot produce a discriminating gate; this feasibility study does not find grounds to draft a revised ADR-0246 implementation contract. A much larger cohort (this study used n<=13 per real cohort) would be needed to rule out a real but subtle effect, rather than to overturn this null.

Method validated by sample-size-calibrated controls: shared-basis positive pair recovers at cosine 0.9995 (100th percentile of the null; null p95 0.60 at n=12). Precision transport immaterial (6.9e-7).

6. Rulings requested alongside Proposed→Accepted

  1. ‖·‖_G convention (ADR §2.2).
  2. F1 composition semantics + admitted-gate reading of §3.4 (ADR §2.4).
  3. Hard-break turn ownership = new chain (ADR §2.4).
  4. The refusal_reason multi-condition widening (ADR §2.8).

7. Operational limitation carried forward

identity_wave_gate AND identity_action_surface remain default-off / live activation NOT authorized. Activation prerequisites (all required): a positive, held-out-stable, safety-relevant grounding result at adequate sample size; calibrated ε/τ/s certificates; renewed discrimination evidence with acceptable benign refusal; explicit human ratification.

8. RULING RECORD

PENDING — awaiting explicit ruling by Joshua Shay.

Field Value
Ruling (pending)
By (pending)
Date (pending)
Notes (pending)